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BROKER-DEALER AGENT
  • Description:
    Buys and sells securities in investment and trading firms for the account of others or for the person's own account.

 

  • Licensing Agency:

 

  • Occupations that may require this license:

 

  • Licenses:
    YearNumber of Licenses
     
    2017 807
    2015 1,343
    2013 1,326
    2011 995
    2009 881
    2005 937

last update: September 2017

 

 
 
 
Vermont.gov State of Vermont Department of Labor